SEC Rule 10b5-1 Trading Plans
SEC Rule 10b-18 Repurchase Plans
Celadon has a dedicated team that draws upon our years of trading and regulatory experience to establish and implement trading and/or repurchase plans for corporate insiders and issuers. The team includes your Celadon Account Executive, the Legal & Compliance departments, and the Head of Agency Trading. From strategy formulation to trade execution and settlement to trade reporting, our team is involved in every step to implement your plan.
Employee Stock Option and Stock Award Plans
Celadon provides public companies with incentive plan administration, record keeping and/or trade execution services.
As a registered marker maker, Celadon makes two-sided markets in select exchange-listed and over-the-counter stocks as a service to our public company clients. Our significant market-making experience can help maintain orderly markets in your securities while improving market liquidity and depth.