Private Client Services

The Celadon Approach
Celadon was founded to provide sophisticated financial services to high-net-worth investors in the U.S. and abroad. We are highly familiar with the challenges and opportunities facing successful individuals, families, and trusts, and we provide thoughtful counsel to help our clients preserve and expand their wealth. We offer attentive and professional service that is both responsive to the needs of our clients and respectful of their time. We distinguish ourselves through sheer competence and quantifiable results.

The Private Client Services Group
The success of Celadon’s Private Client Services Group derives from the analytical discipline we incorporate in counseling our clients on their portfolios. We’re focused on gaining a thorough understanding of each client’s short- and long-term objectives, taking the time to learn about individual needs, responsibilities and tolerance for risk. We apply that knowledge in developing strategic alternatives suited to your needs and objectives.

With an average tenure of over 25 years, our experience enables us to draw on a wide range of approaches, and respond quickly to changing market conditions. We have helped clients through all manner of markets, providing a steady hand in turbulent times.

Private Client Services:

  • Evaluates financial priorities and risk tolerance for each individual portfolio
  • Regularly monitors and reviews portfolios to ensure proper management
  • Utilizes our extensive experience in diversification to improve risk/reward ratios
  • Provides ideas and information tailored to specific needs
  • Presents information about risk as clearly and accurately as possible
  • Provides personal attention to every client

For more information on our Private Client Services Group, please e-mail privateclientservices@celadonfinancial.com

Equities

Our seasoned Financial Consultants and Trading Strategists have the information and experience to direct clients toward appropriate investment decisions. Even in volatile equity markets, we strive to find the stocks that rise above the fray and out-perform the rest. We provide execution and trading services for all listed equity securities, options, over-the-counter securities, and American Depository Receipts (ADRs). Upon special request, we can serve as a market maker in NASDAQ securities.

We often work with clients who acquire restricted securities, or hold control securities. Our 144 stock service helps these clients determine whether their securities can be traded (under SEC Rule 144) and how best to use these assets to meet their broader financial goals. We have successfully designed and implemented strategies that include hedging, borrowing, liquidating, and diversifying. We will assist clients in the registration of eligible securities.

Fixed Income

The vast majority of financial consultants and brokers have neither the time nor the motivation to seek out fixed-income investments that provide their clients with better risk/reward ratios than an off-the-rack bond. Our fixed income specialists are a different breed, continuously combing the fixed income markets to uncover situations that might be ignored by larger firms. After matching your needs with your individual risk profile, we utilize our vast array of contacts — both institutional and private — to help you find the investment that’s not only appropriate, but also competitively priced.

Celadon offers the entire array of fixed income investment opportunities. We understand the credit nuances in the Corporate Bond market, the benefits and risks of Convertible Bonds, distinctions in the various tranches of Asset-Backed Securities, the appropriate uses of different types of Zero Coupon Bonds, and the intricacies of the Municipal Bond market.

Call the Fixed Income trading desk at 845-496-8097 or 845-742-0720 for more information about fixed income products.

Options

While the investment professionals at Celadon have experience investing in every asset class, we have a particular expertise in option trading. Our two most senior traders have over 40 years of combined option experience, and are highly respected within the industry as “trader’s traders.”

Our skills and experience make us an effective resource for clients who choose to include options trading as part of their investment portfolio. From a simple covered call writing strategy to more speculative ratio spreading, options may be an important resource to you. We have found that providing pertinent information along with timely execution can deliver the critical advantage our investors deserve.

Note: Option trading is understood to be a higher-risk method of investment, and is not suitable for all investors. Certain options strategies have the potential for loss of the entire investment in a short period of time.
Click here for the Options Disclosure Document.

Additional Services

Celadon can act as a broker or dealer in selling corporate bonds, variable life insurance or annuities, tax shelters or limited partnerships in primary distributions, and in retailing corporate equity securities over-the-counter.

Privacy Statement
Celadon collects nonpublic personal information about its clients from the following sources: information from their new account applications or other forms; information about their transactions with us, our affiliates, or others; and information we may receive from a consumer reporting agency. Celadon does not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law. We restrict access to a client’s personal and account information to those employees and affiliates who need to know that information to provide products and services to that client. We maintain physical, electronic and procedural safeguards to guard our clients’ nonpublic personal information.