News

Celadon signs clearing agreement with Wedbush Securities

October 18th, 2014

Celadon Financial Group announced today it had entered into a fully disclosed clearing arrangement with Wedbush Securities Inc., a Los Angeles-based investment bank providing securities execution, settlement and custody services. Wedbush Securities is a member of all major U.S. stock exchanges including the New York Stock Exchange, NASDAQ, American Stock Exchange, Chicago Stock Exchange, Philadelphia […]

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Celadon Financial Group Joins New York City Selling Group

September 12th, 2013

Celadon Financial Group announced today it had become a member of the broker dealer consortium supporting New York City’s debt issuance program. As a member of the selling group, Celadon may now participate in offerings of New York City municipal bonds, including issuances of General Obligation, Transitional Finance Authority and Municipal Water Finance Authority bonds.

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Celadon Financial Group Expands Fixed Income Division

July 17th, 2013

Jeffrey P. Gordon, a bond trader with nearly 20 years of municipal bond experience, has accepted a position with Celadon Financial Group as Senior Vice President, Fixed Income Sales & Trading. Mr. Gordon previously worked as co-head of municipal bond trading at The Jeffrey Matthews Financial Group, and prior to that he was a bond […]

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Celadon Financial Group Acquires Membership in the National Futures Association; Enters into Futures Clearing Arrangement with INTL FCStone.

November 29th, 2012

Celadon Financial Group announced today the National Futures Association had approved the firm for NFA membership as an introducing futures broker. In a related development, Celadon announced it had signed a fully-disclosed futures clearing agreement with INTL FCStone, a Fortune 500 financial services firm specializing in the trading of base and precious metals, energy, textiles, […]

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Celadon Financial Group Enters Into Clearing Arrangement with Industrial and Commercial Bank of China Financial Services.

November 21st, 2012

Celadon Financial Group announced today it had entered into a fully disclosed clearing arrangement with Industrial and Commercial Bank of China Financial Services, LLC, a wholly-owned subsidiary of Industrial and Commercial Bank of China Limited, the largest bank in the world as measured by deposits, market capitalization and profitability.

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Celadon Financial Group Expands Institutional Sales Group

October 10th, 2012

Celadon Financial Group announced today that George P. Simon has joined the institutional sales group. Over a career spanning nearly 30 years at such Wall Street firms as Prudential-Bache, Dean Witter Reynolds, and First Jersey Securities, Mr. Simon has developed a focus on European-based high net worth and institutional clients.

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Paul M Waldman joins Celadon

October 26th, 2011

Celadon Financial Group announced today that Paul Waldman has joined the firm as General Counsel and Chief Compliance Officer. Mr. Waldman has been engaged in the financial services industry for almost three decades. He began his career as a trading clerk for a market maker group on the floor of the CBOE. He is also […]

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Celadon Financial Group Enters Into Clearing Arrangement with Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation

May 4th, 2011

Celadon Financial Group announced a new clearing arrangement with Pershing LLC, a BNY Mellon Company effective May 6th, 2011 according to Daryl Hersch, Managing Member and CEO of the firm. The change of custodian was a result of Jefferies Correspondent Clearing Services exiting the clearing business and being acquired by Pershing LLC in the latter […]

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Celadon Financial Group Engages Nirvana Solutions for Risk Management and Customized Portfolio Reporting

February 1st, 2011

Celadon Financial Group has engaged Nirvana Solutions to enhance its customers’ electronic risk management and reporting capabilities. The services that will be provided to the firm include the Nirvana Risk Aggregation Platform and portfolio reporting package which will be added to the firm’s existing risk management infrastructure. The Risk Aggregation platform is designed to assist […]

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Celadon Financial Group Expands Prime Brokerage Group Sales Team

January 3rd, 2011

Celadon Financial Group, LLC, a boutique broker-dealer offering execution services, prime brokerage, wealth management, investment banking and related services to institutional and high net worth investors, announced today that Lance Baraker has joined the firm as Senior Vice President of Sales in the Prime Brokerage Services Group. Mr. Baraker has extensive experience in the financial […]

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